PRIVACY POLICY

The Money Look Privacy Policy

THE MONEY LOOK has created this security and privacy statement in order to demonstrate and communicate its commitment to the privacy of the users of THE MONEY LOOK's websites and to conducting business with the highest ethical standards and appropriate internal controls. The following discloses THE MONEY LOOK's information gathering and dissemination policies for THE MONEY LOOK website:

Collection and Dissemination of Personal Information

THE MONEY LOOK uses a third party web analytics service to gather site usage information for the purpose of improving user experience. As part of this web analytics activity, THE MONEY LOOK places cookies on users' computers. Additionally, for specific sites or applications, THE MONEY LOOK may use web analytics to confirm compliance with the terms of use of those sites or applications. THE MONEY LOOK and its vendors may also place cookies on users' computers to enable certain site features such as the Market Data Watch list, Fund Analyzer Favorites and Broker Check searches. Users who opt-out of cookies by changing the setting of their browsers will not be able to take advantage of these and other site features.

THE MONEY LOOK's websites may receive and maintain information such as user name, email address, telephone number and other personal information only when such information is personally submitted by users through an optional request form such as the request for more information form or THE MONEY LOOK survey form. These forms and the information provided within the forms allow users to make specific inquiries or requests of THE MONEY LOOK or provide THE MONEY LOOK with feedback on its websites or services. Information gathered via this site is not shared with third parties unless the involved individual requests such sharing or unless disclosure is required by law. THE MONEY LOOK does not sell personal information to third parties for commercial purposes.

THE MONEY LOOK reserves the right to disclose user information in special circumstances, where THE MONEY LOOK believes that the disclosure of such information is necessary to identify or contact someone who may be interfering with or violating THE MONEY LOOK's rights or property or other users or to protect or enforce THE MONEY LOOK's rights or obligations. THE MONEY LOOK may also disclose user information when such disclosure is required by law or regulation.

Third-Party Links

THE MONEY LOOK websites may contain links to other sites, some of which are not owned by THE MONEY LOOK. THE MONEY LOOK is not responsible for the security or privacy practices of non-THE MONEY LOOK sites, the products or services offered by such sites, or the content appearing at such sites. Likewise, THE MONEY LOOK does not endorse any of the products or services marketed at non-THE MONEY LOOK sites.

THE MONEY LOOK prohibits the framing of any materials available through the THE MONEY LOOK websites and unauthorized hypertext links to THE MONEY LOOK's websites. THE MONEY LOOK reserves the right to disconnect or otherwise disable any unauthorized frames or hypertext links.

Regulatory Policy

Certain THE MONEY LOOK websites, such as Web CRD/IARD E-Pay, require an authorized user (THE MONEY LOOK Members or THE MONEY LOOK Member Firms) to input personal information in order to fulfill a regulatory requirement. THE MONEY LOOK shall use such information consistent with its regulatory mission and its role as a member association. Such personal information may be made public or shared with third parties, consistent with THE MONEY LOOK's role as a self-regulatory organization.

Information Security

THE MONEY LOOK websites are protected with a variety of security measures such as change control procedures, passwords, and physical access controls. THE MONEY LOOK also employs a variety of other mechanisms to protect a user's data from being lost, misused, or altered inappropriately. These controls include data confidentiality policies and regular database backups. Although THE MONEY LOOK takes these measures to safeguard against unauthorized use of a user's data, THE MONEY LOOK cannot control Internet transmissions and cannot provide assurances that personal information transmitted to THE MONEY LOOK will never be compromised.

Policy Changes

THE MONEY LOOK reserves the right to modify or update this Privacy Policy or other terms and conditions of use of THE MONEY LOOK websites at any time by updating the relevant link. Any modifications or updates shall be effective upon posting to THE MONEY LOOK website(s).